Tag: Boards

  • Is being “busy” a good thing?

    Ask people from Gemini how they’re doing and the response you’ll most often
    hear is “Busy”.  This response begs the question: Are we really busier than
    other observatories, or do we just like to think we are?  I suspect it’s a
    little bit of both.  (I’m picking on Gemini and exaggerating a bit here,
    but the same thoughts apply to many workplaces, I’m sure.)

     

    http://inspacesbetween.com/insights-inspiration/declaring-war-on-the-busy-epidemic/
    http://inspacesbetween.com/insights-inspiration/declaring-war-on-the-busy-epidemic/

    It’s true, people are busy, but it’s more than that. Being busy is part of
    our culture. There’s an advantage to that. If you’re busy, you’re working
    hard and progressing your company.  On the other hand, if you’re busy, you don’t
    have time for everything on your plate; you’re more free to select items
    you want to do and discard the rest.  If you’re busy, you don’t have to
    take the time to think about long term goals and strategies; you’ve got
    plenty on your plate that’s due now.  If you’re busy, you don’t have to
    take the time to communicate and explain your plans; people who need to
    know will know; the others don’t need to be distracted.

    Clearly there’s a tactical advantage to having a culture of being busy.
    Yet, as I hope is obvious, there is a strategic price to pay for this cultural state
    as well.  Some tasks don’t get done and there can be little control of
    which ones do and which ones don’t. Tasks that seem important now often see
    more activity than tasks that might make the observatory a better place in
    the future.  Sometimes easy tasks that can be done now get worked on before
    harder tasks that have a later payoff.  People stop informing others about
    what they are doing and there is therefore less alignment and buy-in for
    some activities than there might otherwise be.   People who facilitate
    communication and joint problem solving through significant social
    interactions  can find themselves under-appreciated and often leave to find
    a place where they can work to bring people together as a team.

    There is clearly a cultural reason for Gemini’s busyness, but is there
    another cause? Are we simply doing more with fewer people than are other
    observatories?  Gemini’s staff size is larger than those of other
    observatories by some measures, comparable, by others. Our queue system and
    need to support two facilities on two significantly different locations
    might justify some increase in staffing compared to other similar
    facilities.  As a result of the UK pullout from Gemini, we are reducing our
    staff size and this effort will certainly mean some people are asked to do
    additional work while our transition to a leaner operating state is
    underway.  So, there may be some truth to the idea that our staff is
    imply too small, but I want to consider what alternative explanations might play a role as well.

    It might also be that Gemini staff are simply doing (or attempting to do)
    too much.  Comparing Gemini to other facilities, though, it’s not obvious
    that we are doing a whole lot more than anyone else is. Yes, there’s the
    queue and our dual-site support need, but this effort is pretty much
    accounted for in our staffing levels. (Although it is possible we aren’t
    staffing as much as we need to do in these areas.)  If we assume, though,
    that we’re not staffed too small and we’re not doing more than other
    observatories, is there another possible non-cultural cause for our
    busyness?

    One key difference between Gemini and the other 8-10m telescopes is its
    ownership.  While the users of the other telescopes are largely dependent
    on that telescope, Gemini’s communities either have access access to other
    comparable facilities or a small enough percentage of Gemini’s time that
    they don’t feel they own the observatory.  With no direct sense of
    ownership of Gemini, the external Gemini community is less involved with
    the observatory than they might otherwise be.  The fact that our governance
    is complicated and areas of relative responsibility can be poorly defined,
    makes it even more difficult for Gemini users to know how to contribute to
    the observatory, even if they wanted to.

    Gemini’s procurement structure also inhibits our community from feeling
    ownership of Gemini.  We end up partnering less with our community members
    than we do working as a customer of their services and products.  As a
    result, our development efforts require more internal resources than they
    might if we had more in-kind support form our community.
    New instrumentation for Subaru and Keck, for example, are often initiated
    by the universities that use the telescopes – not normally the case for
    Gemini.  Instrument teams for the other telescopes often support instruments
    in operation and write reduction software for end users – all things Gemini
    usually does itself.

    The cultural aspect of Gemini’s busyness has a good side – a dedication to
    the observatory and a willingness to work hard. If we could keep that
    aspect of our culture and add long term strategy formation, efficiency
    improvements, and community, communication, partnership, and engagement,
    then you have a pretty exciting observatory.

    In addition, to better leverage our strong community, the next partnership agreement
    could be structured with in-kind contributions and direct in-kind
    community investment in Gemini, rather than cash contributions and a Gemini
    obligation to distribute development money back to the partners in the same
    percentage as it was contributed, as we do now.  This approach would help
    build a sense of community ownership of Gemini and will allow more work to
    get done for Gemini, but not directly by Gemini employees. This approach
    will also engage our community more fully with our staff and encourage more
    communication and strategic thinking.  Gemini can lead its class, but we have to not only modify our culture of busyness, but find better ways to leverage the utility of our community.

  • Balancing Two Boards

    Gemini has two Boards – the Gemini Board from the international partnership agreement and the AURA Board. It’s actually a bit (well, OK a lot) more complicated than this. The National Science Foundation (NSF) is Gemini’s Executive Agency. They collect and distribute the funds for Gemini from the Gemini partnership. They also provide the funds for the US part of Gemini. AURA is our Managing Organization and is basically responsible for the management of Gemini. They have their own board and a specific oversight committee for Gemini, the AOC-G. The Gemini Board is basically our governing body, being the representatives of the partner countries to Gemini’s operating board. If each of these agencies, boards, and committees wants a review twice a year, Gemini would (and quite nearly does) end up with a major review a month. This would be bad enough, but as you can imagine, with so many organizations, boards and oversight committees, it can get a little confusing figuring out who is responsible for what and to whom. The lines of control and authority are blurred and complicated. The Gemini Board sets Gemini’s direction, yet Gemini’s Director takes home a salary provided through AURA. The reviews from the different groups in the observatory’s governance structure often end up commenting on the same aspects of the observatory while leaving other aspects untouched. In some areas, everyone wants their piece of the action, to have their say, while other aspects escape without much scrutiny at all. Overall, it’s a recipe for confusion and disorder.

    The Gemini Partnership Agreement specifies the general roles of the Gemini Board, the Executive Agency, and the Management Organization. but of course not those of each of their boards and oversight/review committees. So, even if everyone read and understood the Partnership Agreement, there would still likely be confusion. The Partnership Agreement and Management Organization’s contract will be up for renewal soon (~2015) so we have an opportunity in a few years to simplify this whole structure and come up with an organization that has clearer and cleaner lines of authority and responsibility. In the meantime, though, we still have to make things work a little better than they do now. The unclear lines of communication and authority are hindering us from becoming a true high performance organization with a single team able to focus on a common mission.

    Balancing Gemini's Boards takes some care and thought, but should not be too difficult if can agree on a clear division of roles and responsibilities.

    In their book, Corporate Boards: New Strategies for Adding Value at the Top, authors Conger, Lawler, and Finegold define the primary roles of the corporate board as follows:

    1) giving strategic direction and advice
    2) overseeing strategy implementation and performance
    3) developing and evaluating the CEO
    4) developing human capital
    5) monitoring the legal and ethical performance of the corporation
    6) preventing and managing crises
    7) procuring resources

    With only a little study, these 7 roles divide up fairly nicely to those potentially of the Gemini Board and those of the Managing Organization. The Gemini Board represents the partnership’s interest in Gemini. AURA and its boards/committees represent Gemini’s management and staff. A natural division, therefore of these roles would assign #s 1, 2, 6, and 7 to the Board and #s 3,4, and 5 to AURA. This division of roles lets the Gemini Board concentrate on strategy and resource procurement (partners, development funding, etc.) while AURA concentrates on human resources and legal operational issues. Allowing AURA the time and focus to concentrate on developing, evaluating and supporting Gemini’s human resources would be a nice benefit to this approach and would help Gemini develop and keep its best home-grown talent for future roles within the Observatory.

    This division of roles also allows the opportunity for the Gemini Board to review AURA’s performance and, if we’re really being open to new ideas, to have the AURA Board, or even better, an NSF (our Executive Agency) review committee, evaluate the Gemini Board’s effectiveness. Each Board reviews Gemini in the areas of its domain, and each Board (and/or the NSF) reviews the other Board to keep everyone honest and help ensure everyone is working as optimally as possible, together, to push the Observatory forward. This sort of separation of powers is very consistent with the responsibilities of the Gemini Board, Executive Agency, and Managing Organization detailed in the partnership agreement. The Board is given the fiscal and strategic responsibilities for the Observatory as well as oversight/review of the Managing Organization. The Managing Organization is given the responsibility to develop management plans, employ key Gemini staff, and carry out Board decisions. They are thus also the likely choice for the roles of top personnel development and review within the Observatory. The roles I’ve defined could easily be agreed upon now with only a slight extrapolation necessary from the partnership agreement, and formalized, after some time to see how it works, in the next partnership agreement.


    These are interesting times for Gemini, perhaps even more so than on average. Scot hopes discussions like this one happen often and broadly while we discuss and form the structure and organization of Gemini into the next decade.

  • Who advocates for the Observatory?

    I’ve been reading a book on corporate boards, so expect a few posts on astronomy governance coming up, starting with this one. I really knew nothing about how boards out in the “real world” operate, so reading this book has been a great inspiration for reflection on boards I’ve seen in astronomy. There are plenty of things “wrong” with the Board I am currently associated with (according to the corporate model, at least), but one of the common complaints I’ve heard levied against it is not one of them: that its members are also its funders.

    On the surface, this complaint seems legitimate and I even bought into it for a while, since there appears to be a clear conflict of interest between someone trying to get more value for less money as a member of a funding agency while simultaneously advocating for the observatory to the funding agencies for the funds it needs to operate and expand.

    The flaw in this argument, however, is the passing of the advocacy buck to the Board instead of to the Observatory. Corporate boards are composed to represent the institutions’ stakeholders and certainly an observatory’s funding agencies qualify as stakeholders. Does this make it hard for the Board to argue for more funding from the funding agencies if the funding agencies are the Board? Yes, certainly. But venture capitalists and shareholders, analogs to our funding agencies, are regular members of corporate boards as well. It is not the board’s responsibility to argue for increased funding; it’s the responsibility of the Observatory to present a case compelling enough that its stakeholders are willing to invest more to get more return. This situation is exactly what works in the corporate world and it makes sense that it can work in the astronomy world, too. The observatory, however, has to be willing to act as its own advocate, making strong, supported cases, for the funds it requests. Our Board meets twice a year; who better to understand the ramifications of increased and decrease funding than the Observatory? Who better to argue to those with the purse strings what is best for the Observatory? The Observatory, or the Board?

    I think there are other issues with the the make-up of the board, but its having representatives from our funding agencies is not one of them. I’ll discuss some of the other issues in future posts.

    I should particularly note here that these are my opinions, not necessarily those of Gemini Observatory, for whom I work. See my standard disclaimer to the right.



    While on the subject of advocacy, Scot decided to link to the web splash of a recent result that he is co-author on: the analysis of the surface metal lines on a white dwarf star suggesting the remains of a rocky dwarf planet recently accreted onto the star’s surface. This scenario represents a possible interesting way to see the insides of extra-solar planets!